Personnel SFC Licences and HKMA Registrations (ID 2401253)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-07-17	-
	Rep	Dealing in securities	2026-07-17	-
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2024-07-11	2026-07-02
	Rep	Dealing in securities	2017-11-03	2019-09-12
	Rep	Advising on corporate finance	2017-05-22	2026-07-02
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2016-06-08	2017-05-09
	Rep	Dealing in securities	2016-06-08	2017-05-09
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on corporate finance	2015-04-01	2016-05-18
	Rep	Dealing in securities	2015-04-01	2016-05-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.