Personnel Hong Kong SFC License Details (ID 2401280)

Personnel Hong Kong SFC License Details (ID 2401280)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trendman Capital Limited	RO	Advising on securities	2025-01-27	-
	RO	Asset management	2025-01-27	-
	Rep	Advising on securities	2025-01-14	2025-01-27
	Rep	Asset management	2025-01-14	2025-01-27
LOTUS ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-07-28	2024-12-31
	RO	Asset management	2022-07-28	2024-12-31
	Rep	Advising on securities	2022-07-05	2022-07-28
	Rep	Asset management	2022-07-05	2022-07-28
SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2016-07-26	2022-06-24
	Rep	Asset management	2016-07-26	2022-06-24
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-04-02	2016-02-29