Personnel Hong Kong SFC License Details (ID 2401291)

Personnel Hong Kong SFC License Details (ID 2401291)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2023-05-25	-
	Rep	Asset management	2023-05-25	-
	Rep	Dealing in securities	2023-05-25	-
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2022-02-10	2023-04-06
	Rep	Dealing in securities	2022-02-10	2023-04-06
METLIFE INVESTMENTS ASIA LIMITED	Rep	Advising on securities	2018-09-17	2021-11-09
	Rep	Dealing in securities	2018-09-17	2021-11-09
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-02-21	2018-05-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-02-21	2018-05-01
	Rep	Dealing in securities	2018-02-21	2018-05-01
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2015-04-02	2017-08-30