Personnel SFC Licences and HKMA Registrations (ID 24014957)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2022-07-06	-
	Rep	Dealing in futures contracts	2022-07-06	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2022-07-06	2023-10-02
	Rep	Dealing in securities	2022-07-06	2023-10-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-08-20	2022-04-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-08-20	2022-04-04
	Rep	Dealing in securities	2021-08-20	2022-04-04
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-12-12	2021-06-04
	Rep	Dealing in securities	2019-12-12	2021-06-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2019-12-12	2021-06-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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