Personnel SFC Licences and HKMA Registrations (ID 24014980)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2026-10-20	-
	Rep	Dealing in securities	2026-10-20	-
GLY CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2025-12-29	2026-05-08
	RO	Asset management	2025-12-29	2026-05-08
	RO	Dealing in securities	2025-12-29	2026-05-08
	Rep	Advising on securities	2025-12-15	2025-12-29
	Rep	Asset management	2025-12-15	2025-12-29
	Rep	Dealing in securities	2025-12-15	2025-12-29
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2019-12-12	2024-03-31
	Rep	Dealing in securities	2019-12-12	2024-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.