| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EXCELLENT TIDE SECURITIES LIMITED | Rep | Asset management | 2026-10-08 | - |
| RO | Advising on securities | 2025-04-07 | - | |
| RO | Dealing in securities | 2025-04-07 | - | |
| Rep | Advising on securities | 2024-11-27 | 2025-04-07 | |
| Rep | Dealing in securities | 2024-11-27 | 2025-04-07 | |
| VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-12-11 | 2024-10-25 |
| Rep | Dealing in securities | 2020-12-11 | 2024-10-25 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-22 | 2020-11-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-09-22 | 2020-11-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-07-14 | 2017-09-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-07-14 | 2017-09-02 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-09-23 |
No HKMA registrations in the collected records.