Personnel Hong Kong SFC License Details (ID 2403228)

Personnel Hong Kong SFC License Details (ID 2403228)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXCELLENT TIDE SECURITIES LIMITED	RO	Advising on securities	2025-04-07	-
	RO	Dealing in securities	2025-04-07	-
	Rep	Advising on securities	2024-11-27	2025-04-07
	Rep	Dealing in securities	2024-11-27	2025-04-07
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2020-12-11	2024-10-25
	Rep	Dealing in securities	2020-12-11	2024-10-25
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-09-22	2020-11-15
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-09-22	2020-11-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-07-14	2017-09-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-07-14	2017-09-02
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-04-08	2015-09-23