Personnel Hong Kong SFC License Details (ID 2403243)

Personnel Hong Kong SFC License Details (ID 2403243)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2021-03-30	2022-03-11
	Rep	Advising on securities	2021-03-30	2022-03-11
	Rep	Asset management	2021-03-30	2022-03-11
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2021-03-30	2022-03-11
	Rep	Asset management	2021-03-30	2022-03-11
	Rep	Dealing in securities	2021-03-30	2022-03-11
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2019-02-18	2020-01-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2019-02-18	2020-01-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2018-11-13	2020-01-01
	Rep	Asset management	2018-11-13	2020-01-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-11-13	2020-01-01
	Rep	Asset management	2018-11-13	2020-01-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2018-11-13	2020-01-01
	Rep	Asset management	2018-11-13	2020-01-01
	Rep	Dealing in securities	2018-11-13	2020-01-01
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-25	2018-08-17
	Rep	Advising on securities	2015-04-08	2018-08-17
	Rep	Asset management	2015-04-08	2018-08-17