| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2019-02-01 | 2024-01-26 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-02-20 | 2024-01-26 |
| Rep | Dealing in securities | 2017-02-20 | 2024-01-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-02-20 | 2024-01-26 |
| Rep | Dealing in securities | 2017-02-20 | 2024-01-26 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-08-11 | 2016-08-26 |
| Rep | Dealing in securities | 2016-08-11 | 2016-08-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-08-11 | 2016-08-26 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-07-07 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-07-07 |