| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ASA SECURITIES LIMITED | RO | Advising on securities | 2025-12-19 | - |
| RO | Dealing in securities | 2025-12-19 | - | |
| Rep | Advising on securities | 2025-11-25 | 2025-12-19 | |
| LSQ CAPITAL LIMITED | RO | Advising on securities | 2023-10-10 | 2025-11-16 |
| RO | Asset management | 2023-10-10 | 2025-11-16 | |
| Rep | Advising on securities | 2023-08-04 | 2023-10-10 | |
| Rep | Asset management | 2023-08-04 | 2023-10-10 | |
| Pulun International Asset Management Limited | RO | Asset management | 2021-03-30 | 2023-06-18 |
| Rep | Asset management | 2020-09-17 | 2021-03-30 | |
| Pulun International Securities Limited | Rep | Advising on securities | 2020-09-17 | 2023-06-18 |
| Rep | Dealing in securities | 2020-09-17 | 2023-06-18 | |
| PRIME WAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-03-11 | 2020-02-27 |
| Rep | Asset management | 2018-10-05 | 2019-03-11 | |
| Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2015-04-08 | 2016-08-29 |
| Rep | Asset management | 2015-04-08 | 2016-08-29 | |
| Rep | Dealing in securities | 2015-04-08 | 2016-08-29 |
No HKMA registrations in the collected records.