Personnel SFC Licences and HKMA Registrations (ID 2403250)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUANTA FUTURES (HK) CO., LIMITED	Rep	Dealing in securities	2024-11-07	-
	Rep	Dealing in futures contracts	2020-01-24	-
Rui Da International Finance Holding Limited	RO	Dealing in futures contracts	2018-09-10	2020-01-02
	Rep	Dealing in futures contracts	2015-04-08	2018-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.