Personnel Hong Kong SFC License Details (ID 24032763)

Personnel Hong Kong SFC License Details (ID 24032763)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2025-05-06	-
	Rep	Asset management	2025-05-06	-
	Rep	Advising on securities	2023-12-04	2024-09-25
	Rep	Asset management	2023-12-04	2024-09-25
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2023-12-04	-
	Rep	Dealing in securities	2023-12-04	-
CNCBI Asset Management Limited	Rep	Dealing in securities	2020-07-08	2022-07-01
	Rep	Advising on securities	2019-12-18	2022-07-01
	Rep	Asset management	2019-12-18	2022-07-01