Personnel SFC Licences and HKMA Registrations (ID 24032786)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2021-10-20	-
TULLETT PREBON (HONG KONG) LIMITED	Rep	Providing automated trading services	2019-12-18	2020-11-22
	Rep	Dealing in securities	2019-12-18	2020-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.