Personnel Hong Kong SFC License Details (ID 24036890)

Personnel Hong Kong SFC License Details (ID 24036890)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2025-06-19	-
	Rep	Dealing in securities	2025-06-19	-
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-01-06	2025-05-02
	Rep	Dealing in securities	2021-01-06	2025-05-02
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2019-12-19	2020-11-20
	Rep	Asset management	2019-12-19	2020-11-20
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2019-12-19	2020-11-20
	Rep	Asset management	2019-12-19	2020-11-20
	Rep	Dealing in securities	2019-12-19	2020-11-20