Personnel SFC Licences and HKMA Registrations (ID 24036906)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2021-09-30	-
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2019-12-19	2021-02-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.