Personnel Hong Kong SFC License Details (ID 2404296)

Personnel Hong Kong SFC License Details (ID 2404296)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2026-07-15	-
	Rep	Asset management	2026-07-15	-
	Rep	Dealing in securities	2026-07-15	-
BOCOM International Securities Limited	RO	Advising on securities	2024-08-23	2026-05-28
	RO	Dealing in securities	2024-08-23	2026-05-28
	Rep	Advising on securities	2023-03-22	2024-08-23
	Rep	Dealing in securities	2023-03-22	2024-08-23
BOCOM International Asset Management Limited	Rep	Asset management	2022-05-26	2023-02-23
ABCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-04-09	2017-03-22
	Rep	Asset management	2015-04-09	2017-03-22