Personnel SFC Licences and HKMA Registrations (ID 2404302)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2018-03-23	-
Asia Pacific Financial Investment Services Co., Limited	Rep	Providing credit rating services	2017-10-10	2018-03-10
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-04-09	2015-10-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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