Personnel Hong Kong SFC License Details (ID 2404329)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2024-07-10	2026-05-15
	Rep	Asset management	2024-07-10	2026-05-15
	Rep	Dealing in securities	2024-07-10	2026-05-15
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2016-02-15	2016-04-15
	Rep	Dealing in securities	2016-02-15	2016-04-15
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2015-04-10	2015-08-12
	Rep	Dealing in securities	2015-04-10	2015-08-12