Personnel Hong Kong SFC License Details (ID 24047492)

Personnel Hong Kong SFC License Details (ID 24047492)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oakwise Capital Management Limited	Rep	Advising on securities	2026-02-12	2026-08-28
	Rep	Asset management	2026-02-12	2026-08-28
EMP CAPITAL LIMITED	Rep	Advising on securities	2024-04-26	2026-01-30
	Rep	Asset management	2024-04-26	2026-01-30
Forthright Capital Management Limited	Rep	Asset management	2023-02-27	2023-07-20
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-02-23	2023-07-20
	Rep	Dealing in securities	2022-02-23	2023-07-20
uSmart Securities Limited	Rep	Advising on securities	2020-08-11	2020-10-04
	Rep	Dealing in securities	2020-08-11	2020-10-04
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-12-23	2020-06-30
	Rep	Dealing in securities	2019-12-23	2020-06-30