Personnel Hong Kong SFC License Details (ID 2406082)

Personnel Hong Kong SFC License Details (ID 2406082)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KR Securities (Hong Kong) Limited	RO	Advising on securities	2023-08-03	-
	RO	Asset management	2023-08-03	-
Ahead Asset Management Limited	RO	Advising on securities	2022-08-23	2023-01-31
	RO	Asset management	2022-08-23	2023-01-31
SPARC CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2021-01-19	2021-10-08
	RO	Asset management	2021-01-19	2021-10-08
HZ CAPITAL LIMITED (HK)	RO	Advising on futures contracts	2018-09-17	2020-07-31
	RO	Advising on securities	2018-09-17	2020-07-31
	RO	Asset management	2018-09-17	2020-07-31
Otkcab Limited	Rep	Asset management	2015-04-14	2017-03-17