| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2023-11-22 | - |
| RO | Dealing in securities | 2023-11-22 | - | |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2023-11-22 | - |
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2020-10-20 | 2022-05-31 |
| RO | Dealing in securities | 2020-10-20 | 2022-05-31 | |
| Rep | Advising on securities | 2019-12-30 | 2020-10-20 | |
| Rep | Dealing in securities | 2019-12-30 | 2020-10-20 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-12-30 | 2022-05-31 |
No HKMA registrations in the collected records.