Personnel SFC Licences and HKMA Registrations (ID 24060932)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2025-10-22	-
	Rep	Advising on securities	2025-10-22	-
	Rep	Dealing in securities	2025-10-22	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-03-24	2021-09-07
	Rep	Advising on securities	2021-03-24	2021-09-07
	Rep	Dealing in securities	2021-03-11	2021-09-07
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-12-30	2021-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI8021

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	Non-EO	SPECIALIST, FIXED INCOME ORIGINATION - STRUCTURING & EXECUTION, GLOBAL FINANCIAL MARKETS	2021-10-26	—	Current
DBS BANK LTD.	Advising on securities	Non-EO	SPECIALIST, FIXED INCOME ORIGINATION - STRUCTURING & EXECUTION, GLOBAL FINANCIAL MARKETS	2021-10-26	—	Current
DBS BANK LTD.	Advising on corporate finance	Non-EO	SPECIALIST, FIXED INCOME ORIGINATION - STRUCTURING & EXECUTION, GLOBAL FINANCIAL MARKETS	2021-10-26	—	Current