Personnel Hong Kong SFC License Details (ID 24073741)

Personnel Hong Kong SFC License Details (ID 24073741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-07-16	-
	Rep	Dealing in securities	2025-07-16	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-11-30	2023-07-10
	Rep	Dealing in securities	2022-10-26	2023-07-10
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2021-10-04	2022-08-26
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2020-01-03	2021-07-05
	Rep	Dealing in securities	2020-01-03	2021-07-05
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2020-01-03	2021-07-05
	Rep	Dealing in securities	2020-01-03	2021-07-05