Personnel SFC Licences and HKMA Registrations (ID 24094163)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2024-04-15	-
	Rep	Dealing in securities	2024-04-15	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2020-01-09	2023-02-13
	Rep	Dealing in securities	2020-01-09	2023-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.