Personnel Hong Kong SFC License Details (ID 24094254)

Personnel Hong Kong SFC License Details (ID 24094254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Asset Management Limited	Rep	Advising on securities	2024-07-15	-
	Rep	Asset management	2024-07-15	-
	Rep	Dealing in securities	2024-07-15	-
ROCKPOOL CAPITAL LIMITED	Rep	Advising on securities	2021-11-09	2024-02-29
	Rep	Asset management	2021-11-09	2024-02-29
	Rep	Dealing in securities	2021-11-09	2024-02-29
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2020-01-09	2021-02-01
	Rep	Asset management	2020-01-09	2021-02-01
Innovest Securities Investment Limited	Rep	Dealing in securities	2020-01-09	2021-02-01