Personnel Hong Kong SFC License Details (ID 2409792)

Personnel Hong Kong SFC License Details (ID 2409792)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSC FUTURES (HK) LIMITED	RO	Advising on securities	2024-07-31	2025-05-26
CSC SECURITIES (HK) LIMITED	RO	Advising on securities	2023-11-10	2025-05-26
	RO	Asset management	2022-12-01	2025-05-26
	Rep	Asset management	2019-09-30	2022-12-01
	RO	Dealing in securities	2018-10-08	2025-05-26
	Rep	Dealing in securities	2018-04-26	2018-10-08
ORIENTAL PATRON SECURITIES LIMITED	Rep	Dealing in securities	2015-05-29	2018-04-06
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-21	2015-05-23
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2015-04-21	2015-05-23