Personnel SFC Licences and HKMA Registrations (ID 24125426)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prominence Global Fund Management Co., Limited	RO	Advising on securities	2023-05-23	-
	RO	Asset management	2023-05-23	-
	RO	Advising on securities	2020-01-16	2021-03-16
	RO	Asset management	2020-01-16	2021-03-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.