Personnel SFC Licences and HKMA Registrations (ID 24125427)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alliance Asset Management Limited (HK)	Rep	Asset management	2024-09-11	-
Prominence Global Fund Management Co., Limited	RO	Advising on securities	2020-01-16	2024-04-16
	RO	Asset management	2020-01-16	2024-04-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.