Personnel SFC Licences and HKMA Registrations (ID 2412578)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in securities	2026-07-28	-
	Rep	Dealing in futures contracts	2016-06-21	2026-07-22
	Rep	Dealing in securities	2016-06-21	2026-07-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-06-01	2016-03-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-06-01	2016-03-21
	Rep	Dealing in securities	2015-06-01	2016-03-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-04-27	2015-05-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-04-27	2015-05-04
	Rep	Dealing in securities	2015-04-27	2015-05-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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