Personnel Hong Kong SFC License Details (ID 2412592)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2025-04-02	-
	Rep	Dealing in securities	2025-02-03	2025-02-07
	Rep	Dealing in securities	2024-05-24	2024-05-29
	Rep	Dealing in securities	2019-01-25	2019-01-30
	Rep	Dealing in securities	2016-09-08	2016-09-13
	Rep	Dealing in securities	2016-03-10	2016-03-18
	Rep	Dealing in securities	2015-07-20	2015-07-23
	Rep	Dealing in securities	2015-04-24	2015-04-30