Personnel Hong Kong SFC License Details (ID 2412600)

Personnel Hong Kong SFC License Details (ID 2412600)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	RO	Asset management	2026-02-10	-
	Rep	Asset management	2024-06-17	2026-02-10
	RO	Advising on securities	2023-03-03	-
	RO	Dealing in securities	2023-03-03	-
Glory Sun Securities Limited	RO	Advising on securities	2020-09-28	2022-11-18
	RO	Dealing in securities	2020-09-28	2022-11-18
	Rep	Advising on securities	2020-06-03	2020-09-28
	Rep	Dealing in securities	2020-06-03	2020-09-28
METHODOLOGY SECURITIES (HK) COMPANY LIMITED	RO	Advising on securities	2019-01-21	2020-01-08
	RO	Dealing in securities	2019-01-21	2020-01-08
BLUESTONE SECURITIES (HK) CO., LIMITED	RO	Dealing in securities	2015-04-24	2018-12-24