Personnel SFC Licences and HKMA Registrations (ID 2413318)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	Rep	Asset management	2024-03-21	-
	Rep	Advising on securities	2022-08-04	-
	Rep	Dealing in securities	2022-02-10	-
Tongfang Securities Limited	Rep	Dealing in securities	2021-06-18	2021-11-10
CHINA ZHONG HENG FINANCE GROUP LIMITED	Rep	Advising on securities	2020-07-22	2021-06-06
	Rep	Dealing in securities	2020-07-22	2021-06-06
Eddid Securities and Futures Limited	Rep	Advising on securities	2020-06-16	2020-07-14
	Rep	Dealing in securities	2020-06-16	2020-07-14
Lumineux Securities Limited	Rep	Advising on securities	2020-04-14	2020-05-28
	Rep	Dealing in securities	2020-04-14	2020-05-28
MANGO FINANCIAL LIMITED	Rep	Advising on securities	2018-10-05	2020-03-05
	Rep	Dealing in securities	2018-06-21	2020-03-05
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-04-28	2018-05-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.