Personnel Hong Kong SFC License Details (ID 2413874)

Personnel Hong Kong SFC License Details (ID 2413874)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2022-09-15	2025-03-07
Glory Sun Securities Limited	Rep	Dealing in futures contracts	2019-06-20	2022-08-12
	Rep	Advising on securities	2019-04-09	2022-08-12
	Rep	Dealing in securities	2019-04-09	2022-08-12
CASH Wealth Management Limited	Rep	Advising on securities	2017-05-12	2019-03-17
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2017-01-06	2019-03-17
Anli Securities Limited	Rep	Advising on securities	2016-10-28	2016-11-18
	Rep	Dealing in securities	2016-10-11	2016-11-18
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-04-29	2016-09-21
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-04-29	2016-09-21