Personnel Hong Kong SFC License Details (ID 2413879)

Personnel Hong Kong SFC License Details (ID 2413879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PingPong Intelligence Limited	RO	Advising on securities	2024-12-11	-
	RO	Asset management	2024-12-11	-
	RO	Dealing in securities	2024-12-11	-
	RO	Leveraged foreign exchange trading	2024-01-24	-
	Rep	Leveraged foreign exchange trading	2023-11-20	2024-01-24
Saxo Capital Markets HK Limited	RO	Dealing in futures contracts	2022-10-28	2023-10-13
	RO	Dealing in securities	2022-10-28	2023-10-13
	RO	Leveraged foreign exchange trading	2022-10-28	2023-10-13
	Rep	Asset management	2022-09-19	2023-10-13
	Rep	Dealing in futures contracts	2022-02-28	2022-10-28
	Rep	Dealing in securities	2022-02-28	2022-10-28
	Rep	Leveraged foreign exchange trading	2022-02-28	2022-10-28
	Rep	Advising on securities	2022-02-28	2023-10-13
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2017-11-28	2021-09-22
	Rep	Dealing in securities	2017-11-28	2021-09-22
	Rep	Leveraged foreign exchange trading	2017-11-09	2021-09-22
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2015-04-29	2017-10-19