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Lloyd, Richard James (SFC:BPJ100) Hong Kong SFC License Details (ID 24139194)
Lloyd, Richard James (SFC:BPJ100)
SFC ID:
BPJ100
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS Asset Management (Hong Kong) Limited
Rep
Advising on securities
2020-01-20
2020-01-21
Rep
Dealing in securities
2020-01-20
2020-01-21