Personnel SFC Licences and HKMA Registrations (ID 2414535)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	RO	Dealing in futures contracts	2017-10-31	-
	RO	Asset management	2017-02-10	-
	RO	Advising on securities	2015-04-30	-
	RO	Dealing in securities	2015-04-30	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.