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Personnel Hong Kong SFC License Details (ID 2414535)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BNY Mellon Investment Management Hong Kong Limited
RO
Dealing in futures contracts
2017-10-31
-
RO
Asset management
2017-02-10
-
RO
Advising on securities
2015-04-30
-
RO
Dealing in securities
2015-04-30
-