| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Planetree Asset Management Limited (HK) | RO | Asset management | 2026-03-30 | - |
| Planetree Discount Lending Limited | RO | Securities margin financing | 2026-03-30 | - |
| Planetree Futures Limited | RO | Dealing in futures contracts | 2026-03-30 | - |
| Planetree Research Limited | RO | Advising on futures contracts | 2026-03-30 | - |
| RO | Advising on securities | 2026-03-30 | - | |
| Planetree Securities Limited | RO | Providing automated trading services | 2026-03-30 | - |
| RO | Dealing in securities | 2026-03-30 | - | |
| Keptain Securities and Asset Management Limited | RO | Advising on securities | 2024-02-19 | 2025-06-20 |
| RO | Asset management | 2024-02-19 | 2025-06-20 | |
| BOA Global Asset Management Limited | RO | Advising on securities | 2021-07-29 | 2023-12-01 |
| RO | Asset management | 2021-07-29 | 2023-12-01 | |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2019-06-04 | 2023-02-17 |
| RO | Dealing in securities | 2019-06-04 | 2023-02-17 | |
| Rep | Dealing in futures contracts | 2019-03-22 | 2019-06-04 | |
| Rep | Dealing in securities | 2019-03-22 | 2019-06-04 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2017-11-20 | 2018-08-31 |
| RO | Advising on securities | 2017-03-14 | 2018-08-31 | |
| Rep | Advising on securities | 2017-03-08 | 2017-03-14 | |
| RO | Asset management | 2016-06-23 | 2018-08-31 | |
| RO | Dealing in securities | 2016-06-23 | 2018-08-31 | |
| Rep | Asset management | 2015-12-21 | 2016-06-23 | |
| Rep | Dealing in securities | 2015-12-21 | 2016-06-23 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2015-04-30 | 2015-11-30 |
| Rep | Dealing in securities | 2015-04-30 | 2015-11-30 |
No HKMA registrations in the collected records.