Personnel Hong Kong SFC License Details (ID 2414541)

Personnel Hong Kong SFC License Details (ID 2414541)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2024-10-28	2025-10-03
FIL Investment Advisors	Rep	Advising on securities	2020-08-10	2024-05-16
	Rep	Asset management	2020-08-10	2024-05-16
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2020-08-10	2024-05-16
	Rep	Asset management	2020-08-10	2024-05-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2015-04-30	2018-04-27
	Rep	Dealing in securities	2015-04-30	2018-04-27