Personnel Hong Kong SFC License Details (ID 2414545)

Personnel Hong Kong SFC License Details (ID 2414545)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Securities Limited	Rep	Advising on securities	2024-11-04	-
	Rep	Dealing in securities	2024-11-04	-
Yunfeng Securities Limited	RO	Advising on securities	2024-01-02	2024-08-31
	RO	Dealing in securities	2024-01-02	2024-08-31
Yunfeng Financial Markets Limited	Rep	Advising on securities	2021-12-29	2024-08-31
	Rep	Dealing in securities	2021-12-29	2024-08-31
Yunfeng Securities Limited	Rep	Advising on securities	2021-12-29	2024-01-02
	Rep	Dealing in securities	2021-12-29	2024-01-02
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2021-04-19	2021-11-15
	Rep	Dealing in futures contracts	2021-04-19	2021-11-15
	Rep	Dealing in securities	2021-04-19	2021-11-15
Futu Securities International (HONG KONG) Limited	Rep	Asset management	2017-10-18	2020-12-16
	Rep	Advising on securities	2017-07-07	2020-12-16
	Rep	Dealing in futures contracts	2017-07-07	2020-12-16
	Rep	Dealing in securities	2015-04-30	2020-12-16