Personnel SFC Licences and HKMA Registrations (ID 2415322)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TC CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2023-12-07	2024-07-10
	RO	Asset management	2021-06-17	-
	Rep	Asset management	2016-02-03	2021-06-17
	Rep	Asset management	2015-05-04	2015-11-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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