Personnel Hong Kong SFC License Details (ID 2415326)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2015-10-19	2016-08-31
	Rep	Dealing in futures contracts	2015-10-19	2016-12-06
	Rep	Dealing in securities	2015-10-19	2016-12-06
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-05-04	2015-05-25
	Rep	Dealing in securities	2015-05-04	2015-05-25