Personnel SFC Licences and HKMA Registrations (ID 24159752)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2022-07-06	-
	Rep	Dealing in securities	2022-07-06	-
CMB International Asset Management Limited	Rep	Advising on securities	2020-01-24	2022-07-01
	Rep	Asset management	2020-01-24	2022-07-01
	Rep	Dealing in securities	2020-01-24	2022-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.