Liu, Yi (SFC:BFH449) 劉藝 SFC Licences and HKMA Registrations (ID 2416066)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-10-31	-
	Rep	Dealing in securities	2025-10-31	-
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Dealing in securities	2022-12-05	2025-10-10
	Rep	Advising on securities	2015-05-05	2025-10-10
	Rep	Asset management	2015-05-05	2025-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.