Personnel Hong Kong SFC License Details (ID 2416081)

Personnel Hong Kong SFC License Details (ID 2416081)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2024-08-21	-
	Rep	Dealing in futures contracts	2024-08-05	2024-08-21
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2024-04-24	2024-07-26
GF FUTURES (HONG KONG) CO., LIMITED	RO	Dealing in futures contracts	2022-07-07	2024-07-26
	Rep	Dealing in futures contracts	2016-09-27	2022-07-07
Saxo Capital Markets HK Limited	Rep	Dealing in futures contracts	2015-05-05	2016-08-31
	Rep	Dealing in securities	2015-05-05	2016-08-31
	Rep	Leveraged foreign exchange trading	2015-05-05	2016-08-31