Personnel Hong Kong SFC License Details (ID 2416716)

Personnel Hong Kong SFC License Details (ID 2416716)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2025-08-15	-
	Rep	Asset management	2025-08-15	-
	Rep	Dealing in securities	2025-08-15	-
AIA Investment Management HK Limited	Rep	Advising on securities	2022-06-17	2025-07-02
	Rep	Asset management	2022-06-17	2025-07-02
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2016-12-14	2022-06-05
	Rep	Asset management	2016-12-14	2022-06-05
	Rep	Dealing in securities	2016-12-14	2022-06-05
BOCHK Asset Management Limited	Rep	Advising on securities	2015-05-06	2016-09-10
	Rep	Asset management	2015-05-06	2016-09-10
	Rep	Dealing in securities	2015-05-06	2016-09-10