Personnel Hong Kong SFC License Details (ID 2416718)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-11-30	2025-09-06
	Rep	Dealing in securities	2018-11-30	2025-09-06
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2016-05-11	2016-10-01
	Rep	Dealing in securities	2016-05-11	2016-10-01
OnePlatform Asset Management Limited	Rep	Dealing in securities	2015-05-06	2016-03-31