Personnel Hong Kong SFC License Details (ID 2418061)

Personnel Hong Kong SFC License Details (ID 2418061)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	Rep	Advising on corporate finance	2025-12-10	2026-01-09
	Rep	Dealing in securities	2025-12-10	2026-01-09
CMB International Securities Limited	Rep	Dealing in securities	2025-12-10	2026-01-09
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2021-07-28	2025-10-24
	Rep	Dealing in securities	2021-07-28	2025-10-24
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2015-05-08	2015-06-01
	Rep	Dealing in securities	2015-05-08	2015-06-01