Personnel Hong Kong SFC License Details (ID 2418066)

Personnel Hong Kong SFC License Details (ID 2418066)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Saxo Capital Markets HK Limited	Rep	Advising on securities	2022-02-18	2024-09-16
	Rep	Asset management	2022-02-18	2024-09-16
	Rep	Dealing in futures contracts	2022-02-18	2024-09-16
	Rep	Dealing in securities	2022-02-18	2024-09-16
Magnum Research Limited	Rep	Advising on securities	2017-12-29	2020-09-30
	Rep	Dealing in securities	2017-12-29	2020-09-30
TENGARD FUND MANAGEMENT LIMITED	Rep	Advising on securities	2015-05-08	2016-09-02
	Rep	Asset management	2015-05-08	2016-09-02
	Rep	Dealing in securities	2015-05-08	2016-09-02