Personnel Hong Kong SFC License Details (ID 2418067)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-12-19	-
	Rep	Dealing in securities	2016-12-19	-
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-05-08	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-05-08	-
	Rep	Dealing in securities	2015-05-08	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-05-08	2016-12-18