Personnel SFC Licences and HKMA Registrations (ID 2419452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AE6022

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
NATIXIS	Dealing in securities	Non-EO	GLOBAL MARKETS SALES, GREATER CHINA	2024-04-13	—	Current
NATIXIS	Advising on securities	Non-EO	GLOBAL MARKETS SALES, GREATER CHINA	2024-04-13	—	Current
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	Dealing in securities	Non-EO	—	2010-04-01	2014-03-20	Former
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	Advising on securities	Non-EO	—	2010-04-01	2014-03-20	Former
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	Asset management	Non-EO	—	2010-04-01	2014-03-20	Former