Personnel SFC Licences and HKMA Registrations (ID 2419455)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-12-20	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-08-01	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-08-01	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2018-05-14	2019-07-09
	Rep	Dealing in securities	2018-05-14	2019-07-09
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2016-08-04	2018-04-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-08-04	2018-04-20
	Rep	Dealing in securities	2015-05-12	2018-04-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.